Tag Archives: Freedom of Speech

Criminal Responsibility for the Dissemination of Discrediting Materials Concerning the Armed Forces According to the Russian Criminal Code

“No one is more hated than he who speaks the truth.”― Plato

 

  1. Introduction: History of freedom of speech restrictions in Russia in the last decades

 

The issue of freedom of speech in the Russian Federation has been a significant concern for an extended period. Since the novelization was submitted to legislation in 2022, the topic of criminal responsibility for the dissemination and discrediting of the armed forces of the Russian Federation has not been extensively analyzed within academic circles.

The provision itself of freedom of speech has been a significant problem in the Russian Federation for quite some time. In 2022, Russia was ranked 155th out of 180 countries in the World Press Freedom Index by Reporters Without Borders (world press freedom index) highlighting the pervasive challenges to freedom of expression. Over the past decade, a series of legal acts aimed at limiting this fundamental right have been consistently enacted. Among the earliest and most notable of these was the “Nontraditional Sexual Relationship Censorship Law,” commonly referred to as the “Russian Gay Propaganda Law” (О защите детей от информации, причиняющей вред их здоровью и развитию), which was introduced in 2013.

The law concerning the discrediting of the armed forces is one among many that have been adopted to suppress freedom of speech in Russia. A comprehensive list of relevant legislation includes:

  • Law on Foreign Agents (121-FZ) adopted 21 November 2012;
  • Law on Disrespecting Authorities it is a group of 2 Federal laws (30-FZ and 28-FZ), adopted by State Duma on on 7 March and signed by the President of Russia on 18 March 2019;
  • Law on Undesirable Organizations (N 129-FZ) signed by the President of Russia on 23 May 2015;
  • Law on Media and Blogger Control (“Yarovaya Law”) he Yarovaya law also Yarovaya package or Yarovaya — Ozerov package is a set of two Russian federal bills (374-FZ and 375-FZ), passed in 2016;
  • Law on Countering Extremist Activities (Federal Law No. 114-FZ) – which is continually updated with provisions suppressing freedom of speech and many others.

These legislative measures are designed to restrict public discourse and societal discussion, rendering it increasingly difficult to engage in meaningful dialogue regarding critical issues such as military actions, government activities, and civil rights. The vague wording of these laws transforms them into instruments of selective repression, enabling the government to maintain an appearance of legality while exerting pressure on specific individuals. Rather than being applied uniformly, these laws create an atmosphere of fear and self-censorship among the populace.

The trajectory of the Russian legal system indicates a movement toward harsher penalties and fewer avenues for individuals to express dissenting opinions. Consequently, any public statement may result in administrative fines or even criminal charges.

Moreover, these laws fundamentally contradict the Russian Constitution, which guarantees freedom of speech under Article 29. They effectively introduce censorship, explicitly prohibited by the Constitution, and are applied selectively, thereby undermining the principle of equality before the law as articulated in Article 19. Additionally, these legislative measures contravene international agreements ratified by Russia, including the European Convention on Human Rights.

While the topic of freedom of speech has been widely discussed on social media, the annexation of Crimea in 2014 understandably drew heightened public attention to these issues. In subsequent military scenarios, Russian authorities have employed similar legal strategies to avoid public escalation of controversial topics and to prevent social disobedience.

Furthermore, restrictions on freedom of speech have often been justified by the government through axiological excuses such as “inevitable measures.” Despite the constitutional guarantee of freedom of speech, authorities possess considerable discretion to suppress statements or activities that lack official endorsement, largely due to the ambiguous nature of laws pertaining to extremism.

As was mentioned, despite the freedom of speech being guaranteed under the Article 29 of the Constitution of the Russian Federation, the authorities have considerable discretion to suppress any statements or activities that are not officially supported due to the ambiguous laws on extremism (Federal Law No. 114-FZ of July 25, 2002 “On Countering Extremist Activity”).

The government undeniably dominates the media landscape in Russia, exerting control over the majority of the nation’s television, radio, and newspaper networks, as well as the digital advertising market. This control is achieved either directly or through state-owned enterprises and allied business magnates.

In the days following February 24, 2022, Russian authorities intensified their efforts to suppress critical voices and independent media outlets. They issued threats to block access to numerous media platforms or impose fines unless these outlets restricted their reporting to align exclusively with the official narrative propagated by the Kremlin.

On March 4, 2022, both chambers of the Russian parliament adopted and submitted for the President’s signature a draft law amending the Criminal Code of the Russian Federation. On the same day, the President signed the amendment, resulting in the incorporation of three new articles into the Criminal Code. (Notably it was one of the fastest enacted amendments in the history of the Russian legislator.)

Article 207.3 of the Criminal Code of the Russian Federation delineates the responsibility for the “public dissemination of information regarding the use of the Armed Forces of the Russian Federation in the interest of protecting the Russian Federation and its citizens, as well as ensuring the stability of international peace and security, with the knowledge that this information is false.”

Similarly, Article 280.3 introduces liability for public actions aimed at “discrediting the use of the Armed Forces of the Russian Federation for the purpose of protecting the interests of the Russian Federation and its citizens, and ensuring the sustainability of international peace and security, including through public calls to oppose such use of force.”

The aforementioned regulations are accompanied by penalties ranging from a fine of RUB 700,000 (approximately €6,700) to a maximum of three years’ imprisonment. A serious violation of this prohibition, classified as a qualified form of the offense, is punishable by imprisonment for a term of 10 to 15 years.

Additionally, Article 284.4 of the Criminal Code imposes an extra penalty of up to RUB 500,000 (approximately USD 4,429) or a fine equivalent to the convict’s total wages over a period of up to three years for making calls to foreign states or companies to impose new or extend existing political or economic sanctions against Russia, its citizens, or Russian legal entities.

A pertinent question that arises upon reviewing the content of these articles is: how can one distinguish between the different offenses outlined? According to the guidelines prepared by the Ministry of Justice in June 2022, a “statement of fact” (for example, “an army battalion invaded a city and carried out…”) is classified under the article concerning “public dissemination of information” (Article 207.3 of the Criminal Code), whereas a negative “opinion” regarding the actions of the military (for instance, “I disagree with what is happening in city N”) falls under the category of “discredit” (Article 280.3 of the Criminal Code). Notably, the term “fake” is referenced in these guidelines, despite the absence of such terminology in the legislation itself (cf. A. Jegupiec).

According to the Article 207.3, the main task of the expert in the analysis of public statements is “to establish the method of presentation of the information contained in the material”. If “information is submitted in the form of statements about facts and events,” this “allows the law enforcement officer to establish its falsity or reliability.” According to lawyer Maria Eismont, “the investigation usually turns to psychological and linguistic or simply linguistic expertise, which is based on a comparison of the distributed message with official information presented by manuals of the Ministry of Defense and the Ministry of Foreign Affairs of the Russian Federation” (A. Jegupiec).

According to the Article 280.3, the investigator’s task is “to establish the type of “extremist” meaning expressed in the material.” The Ministry of Justice offers three types of such values:

  • discrediting the use of the Armed Forces of the Russian Federation;
  • discrediting the execution by state authorities of their powers in order to protect the interests of the Russian Federation and its citizens;
  • inducement (including in the form of a call) to prevent the use of the Armed Forces of the Russian Federation.

 

  1. Methodological and theoretical approach

The documents selected for this analysis were purposively sampled based on being particularly relevant and informative concerning the topic of interest, i.e. the topic and leading questions of this article. Since the novelization was provided in 2022 and yet not many criminal cases have been completed, this research is based on the analysis of eleven sentences of Nalchik City Court of the Kabardino-Balkar Republic; Sverdlovsk District Court of the City of Kostroma; Odoyevsky District Court of the Tula region; Oktyabrsky District Court of the city of Tambov; Fokinsky District Court of the city of Bryansk;  the Kaluga district court of the Kaluga region; Petropavlovsk-Kamchatsky City Court of Kamchatka Territory; St. Petersburg City Court and others. Due to the lack of clear legislative definitions of the dissemination and discreditation we tried to extract these particular meanings from sentences and decisions of the law enforcement agencies.

To grasp the implications of the concept of dissemination and discreditation in the context of the human rights discourse on freedom of speech, a discourse-analytical approach was used. This theoretical approach is particularly relevant for Sect. 3, where the detailed analysis of the provided articles and recommendations of the Law enforcement agencies narratives associated with the frame of freedom of speech, which is directly guaranteed in the Constitution, will be discussed.

Therefore, this article will systematically analyze existing decisions and sentences of the Official Courts to find the comprehensive approach to the novelization of the Criminal Code . In doing so, it will address the following research questions:

– How are dissemination and discrimination defined in official documents?

– How they could be expressed (verbally in writing or by conclusive actions) and to which situations it could apply?

 – What are the objectives, motivations and legitimation for introducing and using these concepts in the analyzed documents?

– To which time period of the public announcement does the novelization refers to?

– How does the concept of dissemination and discreditation used in the analyzed documents compare, contradict or overlap with the concept of freedom of speech?

 

  1. Elements ofThe dissemination and discreditation of the armed forces of the Russian Federation” crime

It is important to note that Article 280.3 of the Criminal Code of the Russian Federation comprises two paragraphs that differentiate between the “qualified” type of crime and the basic type of crime outlined in the first paragraph. The second paragraph of Article 280.3 establishes liability for the alleged discrediting of the Armed Forces of the Russian Federation if such actions result in death due to negligence, harm to the health of citizens, damage to property, mass violations of public order or public safety, or disruptions to the functioning or cessation of essential life support systems, transportation, or social infrastructure. Such actions are punishable by a term of imprisonment of up to five years.

Furthermore, Russian criminal law does not provide an exhaustive definition of what constitutes “serious consequences.” Consequently, law enforcement agencies may interpret this term to include significant financial losses, personal injuries, or fatalities, depending on the specific circumstances of the crime (S. V. Muradyan, 2023. № 1. p. 88).

The interpretation of what may constitute a “serious consequence of the dissemination” of allegedly false information is the exclusive competence of the prosecutor’s office.

Article 280.3 introduces culpability for public actions aimed at “discrediting the use of the Armed Forces of the Russian Federation in the sake of protecting the interests of the Russian Federation and its citizens and ensuring the sustainability of international peace and security, also with public calls to oppose [such as use of force]”.

The publicity of the data distribution implies its recipients to a specific group of people, based on the understanding of the “group” according to the Criminal Code of the Russian Federation. A group consists of two or more people, or an unlimited circle of people. They could be provided with the information in any form (from oral communication to written publication or by conclusive actions).

The review of the Supreme Court of the Russian Federation practice on Coronavirus infection (Review on Certain Issues of Judicial Practice Related to the Application of Legislation and Measures to Combat the Spread of New Coronavirus Infection (COVID-19) in the Russian Federation No 1) suggests that the attribute of publicity in dissemination of deliberately false information may occur not only while using mass media and telecommunications network (including the Internet; for example on websites, blogs or forums) but also while speaking at a meeting, conference or by distributing leaflets or hanging posters.

Criminal liability under Article 280.3 of the Criminal Code of the Russian Federation necessitates the establishment of administrative prejudice for a corresponding administrative offense. This requirement stipulates that accountability for an administrative violation must be determined within one year prior to pursuing criminal charges for a related act. In this context, Article 20.3.3 has been introduced into the Code of Administrative Offenses of the Russian Federation. This article addresses “public actions aimed at discrediting the use of the Armed Forces of the Russian Federation for the purpose of the interests of the Russian Federation and its citizens, as well as ensuring the sustainability of international peace and security, including through public calls to oppose such use of force.” The maximum penalty prescribed under this article is a fine of RUB 500000 (approximately EUR 5,000).

This legislative regulation is intended to deter offenders from further disseminating information or expressing opinions that may provoke criminal liability.

The object of the crime discussed in Article 280.3 of the Criminal Code of the Russian Federation encompasses public relations that safeguard the interests of the Russian Federation and its citizens, maintain peace and security, and uphold the moral image, authority, and dignity of the Russian Armed Forces. This includes the portrayal of the Russian soldier as a defender, as well as the reputations of embassies, the National Guard of the Russian Federation, the Ministry of Emergency Situations, the Prosecutor’s Office, and the Investigative Committee.

The actus reus element of the offense outlined in Article 280.3 is constituted by public actions intended to discredit the use of the Armed Forces of the Russian Federation in the pursuit of protecting the interests of the Russian Federation and its citizens.

Consequently, the article stipulates that either the method of commission must be public, or the context in which the act is committed must be public.

In this regard, a pertinent case merits discussion. A suspect, referred to as “N,” despite being implicated and subject to liability for a similar act, exercises parental authority. His young daughter engages in public actions aimed at discrediting the use of the Armed Forces of the Russian Federation (S. V. Muradyan, 2023. № 1. p. 88.). The suspect’s juvenile daughter “S”, while being in a public place — in the parking lot of a grocery store — was involved in the commission of an illegal act suggested by her father “N”. Following her parent’s instruction, she peeled off a sticker with the Latin letter “Z” from the rear windshield of the parked car. Then, she crumpled it and put in her pocket. This particular symbol shares the same colors with the official symbol of Victory Day in Russia — the St. George ribbon, which is one of the main designations used on the military personnel’s uniform and military equipment of the Armed Forces of the Russian Federation. Its purpose is to help operational forces distinguish themselves from other allied or enemy forces during the war. For these actions, “N” was subject to criminal responsibility under Part 1 of Article 280.3 and Part 2 of Article 150 of the Criminal Code of the Russian Federation (Sentence of Nalchik City Court of the Kabardino-Balkar Republic from June 24, 2022 in case # 1-818/2022).

Thus, in the available judicial practice, such statements as: “No war!”, “Stop the war!”, “I am against the war” and a number of others fell under the effect of this norm, in its administrative and criminal variant, in the case of the initial commission of these actions (The judgment of the Sovetsky district court of the city of Orel on March 18, 2022 No 5-559/2022).

In this case, the use of the term “War”, according to the law enforcement officer, already distorts the goals and objectives of conducting a special military operation by the Armed Forces of the Russian Federation on the territory of Ukraine and discredits their use in order to protect the interests of the Russian Federation and its citizens, maintain international peace and security.

At the same time, Sverdlovsk District Court of the City of Kostroma (Ruling of the Galich District Court of the Kostroma region on April 6, 2022 in case No. 5-384/202) demonstrated the position that visual agitation in the form of a public demonstration of a poster painted in colors of the flag of the Republic of Ukraine, containing the inscription: “I am against the special operation,” could be considered a dissemination and discreditation of the armed forces of the Russian Federation. The Court acknowledged it as a discrediting of the decision to conduct a “special operation” (the judgment of the Kaluga district court of the Kaluga region on case No 5-1330/2022).

In case of doubt as to whether the information under investigation is of a discrediting nature, it is necessary to conduct appropriate examinations and studies. Therefore, according to the conclusions contained in the linguistic research of the materials posted by an Internet user, they were rated as containing literary devices which discredit the Armed Forces of the Russian Federation and publicly calling for the imposition of foreign or international sanctions on the Russian Federation (The judgment of the Kaluga district court of the Kaluga region on case No 5-1330/2022).

Mens Rea of public actions, including public appeals, is characterized by guilt in the form of intention by taking actions aimed to discredit the use of the Armed Forces of the Russian Federation outside the Russian Federation in order to protect the interests of the Russian Federation and its citizens. The subject always should be aware of the public danger of their actions and want to act in this way. The motives and goals of such activities may be different (nationalistic, selfish, hooligan, etc.) and do not affect the qualification, but are considered in criminal punishment individualization.

In Part 2 of Article 280.3 of the Criminal Code, the attitude of the subject to the onset of grave consequences is characterized by a careless form of guilt (negligentia).

Since the corpus delicti provided in Part 1 of Article 280.3 of the Criminal Code of the Russian Federation is formal, the moment when the crime is (fully, effectively) committed can be considered as the moment when any public action aimed at discrediting of the use of Armed Forces is taken.

In terms of the composition of the administrative violation provided in Article 20.3.3 of the Administrative Code of the Russian Federation, the moment of the end of the commission of an administrative offence is interpreted by the courts as the direct placement of relevant materials on the public media, and their presence there for a certain period of time already gives the act a lasting character. Thus, the St. Petersburg City Court, in its decision of September 8, 2022 in case No. 12-3520/2022, 5-820/2022, recognized the act of representing on the Internet — the placement of V. V. P., information material in the form of a video recording lasting 05 min. 11 sec. — as a continuing offence, containing an appeal by V. V. P. himself, who is a deputy of the Municipal Council of the Yuzhno-Primorskiy district, to an unlimited circle of people, aimed at discrediting the use of the Armed Forces of the Russian Federation, in the public domain. According to the court, this administrative offence was ongoing, since the intent of V. V. P. It was aimed at the continued non-fulfillment of the obligation stipulated by legal regulations not to post illegal information on the Internet (Petropavlovsk-Kamchatsky City Court of Kamchatka Territory resolution of September 19, 2022 in case No 5-629/2022).

If such actions or appeals were connected with the use of mass media, then the crime should be considered completed from the moment of distribution of mass media products (for example, sale, distribution of periodicals, audio or video recordings of a program, the beginning of broadcasting of a television or radio program, providing access to online publication, etc.) (Decision of St. Petersburg City Court on September 8, 2022 in case No 12-3520/2022, 5-820/2022).

 

  1. Lex post facto. Responsibility for the data published before novelisation

The academic community has promptly identified a significant issue concerning the temporality of criminal liability associated with the offenses under discussion. The implications of internet posts uploaded prior to the novelization have become a highly debated topic among scholars, raising critical questions about the retroactive application of the law and the principles of legal certainty.

If the date of the commission of a crime is interpreted as the date on which information is posted on social networks, then content published before March 4, 2022 (prior to the amendments to the Criminal Code) would not fall within the purview of Article 280.3 of the Criminal Code of the Russian Federation.

However, such content could still be perceived as discrediting the use of the Armed Forces of the Russian Federation, undermining the authority of state bodies operating outside the territory of the Russian Federation, or calling for the prohibition of the Armed Forces’ deployment for specific purposes. This interpretation would fundamentally contradict the rationale behind the analyzed amendments, which are ostensibly designed to protect state interests and maintain public order. Therefore, it is posited that the date of commission of a crime, in the context of an internet post containing relevant content, should be legally recognized as the date of the post’s existence in information and telecommunications networks.

Furthermore, under the newly introduced Article 284-2, individuals publicly advocating for the imposition of foreign or international sanctions against the Russian Federation, its legal entities, or its citizens may face penalties, including fines or imprisonment for up to five years.

In light of the adoption of this amendment, numerous international media outlets have suspended their broadcasts from Russian territory, while some Russian media organizations have ceased reporting news and removed archives pertaining to Russia’s actions in Ukraine. This development underscores the profound impact of the legislative changes on both domestic and international discourse concerning the situation in Russia and its geopolitical actions. The chilling effect of these laws on freedom of expression and the dissemination of information raises important ethical and legal considerations that warrant further scholarly examination.

 

  1. Conclusion

In conclusion, the recent novelization that introduced new articles into the Criminal Code of the Russian Federation warrants significant criticism due to its lack of precision and clarity. These amendments effectively established a “Lex post factum,” meaning that individuals can be held criminally liable for actions or statements made prior to the enactment of the law. This retroactive application raises serious concerns regarding the principles of legal certainty and fairness, as posts that were publicly accessible before the law’s implementation may now incur criminal liability without prior warning or clear guidelines.

Moreover, it is essential to consider the age of criminal responsibility in Russia, which is set at 16 years. This age threshold is particularly concerning, as it encompasses a developmental stage characterized by impulsive behavior and a certain degree of gullibility. Young individuals, often lacking the maturity and experience to fully comprehend the potential consequences of their actions, may find themselves subject to severe legal repercussions under these new provisions. This raises ethical questions about the appropriateness of holding such individuals accountable under laws that lack clarity.

Additionally, the formal nature of the crimes outlined in Articles 207.3 and 280.3 allows for the initiation of criminal proceedings even if the offender has subsequently deleted the incriminating information from public access. This provision effectively renders any attempt at active repentance irrelevant to law enforcement agencies, further exacerbating the potential for unjust outcomes.

Consequently, the current criminal responsibility established by these articles appears to function primarily as a political mechanism of deterrence. By imposing stringent penalties for the dissemination of information deemed discrediting to the state or its armed forces, these laws significantly restrict the constitutional freedom of speech. This situation raises profound concerns about the protection of civil liberties and the fundamental rights of individuals in the Russian Federation, highlighting the need for a reevaluation of the legal framework governing freedom of expression.

 

References

  1. Muradyan S.V. Вопросы применения статьи 280.3 УК РФ о дискредитации использования Вооруженных Сил Российской Федерации или исполнения государственными органами своих полномочий [Voprosy primeneniia stat’i 280.3 UK RF o diskreditatcii ispolzovania Vooruzhonnych Sil Rossijskoj Federatci ili ispolzovaniia gosudarstvennymi organami svoikh polnomochii] Криминологический журнал [Kriminologicheskii zhurnal]. 2023. № 1. 87-94 p.
  2. Keratsa, A. Translation and Censorship in European Environments //Translation Journal.2005.Vol. 9, №º3.(Accessed online at: http://www.bokorlang.com/journal/33censorship.htm)
  3. Korunets, Ilko V. Theory and Practice of Translation. – Vinnytsia : NovaKnyha, 2003.-448 p.
  4. Kuhiwczak, P. Translation and Censorship // Translation Studies. – 2011. -Nr 3.- Volume 4. – 358-373 p.
  5. Jegupiec, A. Какотличить фейк от дискредитации [Kak otlichit feik ot diskredytacii] https://www.kommersant.ru/doc/5951659 (dostęp 10.09.2023)
  6. World press freedom index/ https://rsf.org/en/rsf-s-2022-world-press-freedom-index-new-era-polarisation (dostęp 10.09.2023)
  7. A. Jegupiec, Какотличить фейк отдискредитации [Kak otlichit feik ot diskredytacii] https://www.kommersant.ru/doc/5951659 (dostęp 10.09.2023)
  8. World press freedom index/ https://rsf.org/en/rsf-s-2022-world-press-freedom-index-new-era-polarisation (dostęp 10.09.2023);

 

Legal acts

  1. Federal Law No. 114-FZ of July 25, 2002 “On Countering Extremist Activity” (as amended on July 27, 2006, May 10, July 24, 2007, April 29, 2008)
  2. Federal Law of the Russian Federation of July 26, 2006 No 135–FZ (ed. on February 16, 2022) «About Competition Protection» // SPS «ConsultantPlus»
  3. Federal law of the Russian Federation «About defense» from May, 31st 1996 No 61–FZ (rev. from June, 11th 2021) // SPS «ConsultantPlus»
  4. «Review on Certain Issues of Judicial Practice Related to the Application of Legislation and Measures to Combat the Spread of New Coronavirus Infection (COVID-19) in the Russian Federation No 1» (Approved by the Presidium of the Supreme Court of the Russian Federation on April 21, 2020) // SPS «ConsultantPlus»
  5. Ruling of the Central District Court of Togliatti, March 18, 2022, No 5-1539/202 on an administrative offense. UID 63RS0031-01-2022-002350-15 // SPS «ConsultantPlus»
  6. Ruling of the Galich District Court of the Kostroma region on April 6, 2022 in case No. 5-384/202. // SPS «ConsultantPlus»
  7. Resolution of the Plenum of the Supreme Court of the Russian Federation of 28 June 2011, No 11 «On judicial practice in criminal cases involving crimes of extremist orientation» (ed., 28 October 2021) // SPS «ConsultantPlus»
  8. Order of the Minister of Defense of the Russian Federation of August 31, 2005, No 365 «On measures to improve the interaction of the Armed Forces of the Russian Federation with veterans’ public associations» (together with the «Regulations on the councils (committees) on veterans’ affairs in the Armed Forces of the Russian Federation») // SPS «ConsultantPlus»
  9. Letter of the Federal Antimonopoly Service of Russia dated December 24, 2015 No IA/74666/15 «On the application of the «fourth antimonopoly package» // SPS «ConsultantPlus»
  10. Decision of the Fokinsky District Court of the city of Bryansk on March 25, 2022 in case No 5-226/2022 Art. 20.3.3 Ch. 1 CAO RF // SPS «ConsultantPlus»
  11. Decision of Sharya District Court of Kostroma region on case No 5-276/2022 on March 24, 2022 // SPS «ConsultantPlus»
  12. Decision of the Odoyevsky District Court of the Tula region on April 11, 2022, No 5-201/2022 // SPS «ConsultantPlus»
  13. The judgment of the Sovetsky district court of the city of Orel on March 18, 2022 No 5-559/2022 // SPS «ConsultantPlus»
  14. The judgment of the Kaluga district court of the Kaluga region on case No 5-1330/2022 on March 16, 2022 // SPS «ConsultantPlus»
  15. Resolution of the Sverdlovsky District Court of Kostroma on March 7, 2022, No 5-762/2022 // SPS «ConsultantPlus»
  16. Petropavlovsk-Kamchatsky City Court of Kamchatka Territory resolution of September 19, 2022 in case No 5-629/2022 // SPS «ConsultantPlus»
  17. Decision of St. Petersburg City Court on September 8, 2022 in case No 12-3520/2022, 5-820/2022 // SPS «ConsultantPlus»
  18. Resolution of the Plenum of the Supreme Court of the Russian Federation of February 9, 2012, No 1 (ed. from November 3, 2016) «On some issues of judicial practice in criminal cases of crimes of terrorist orientation» // SPS «ConsultantPlus»
  19. Decision of the Oktyabrsky District Court of the city of Tambov on March 16, 2022, No. 5-497/2022. // SPS «ConsultantPlus»
  20. Sentence of Nalchik City Court of the Kabardino- Balkar Republic from June 24, 2022 in case # 1-818/2022 // SPS «ConsultantPlus»

Liberal prudence in the new market of ideas: Adam Smith and John Stuart Mill and the contemporary pitfalls of an unrestricted domain of speech*

On Liberty, by John Stuart Mill, has a reputation as the most robust defense of freedom of expression within the British Enlightenment. For the occasional reader, the defense of freedom of expression in Mill may seem unconditional, as a defense of a free market of ideas prospering without external intervention, as if an invisible hand was regulating the speech interactions between members of a more or less open civil society. In fact, the use of the term “market of ideas” might, quite plausibly, induce the reader to align Mill with Adam Smith and the associated ideal market as a public arena of unregulated competition. Such a view, especially as it has been appropriated by libertarian activists, podcasters, and youtubers, ultimately points at the romantic activism for freedom of the press and freedom of speech in Scottish, British and American Enlightenment as the canonic and very reverend source for a uncanny defense of all sorts of expressions in the public sphere. Elon Musk’s recent acquisition of the social network site “Twitter” and his immediate rhetorical crusade for radical freedom of speech – followed by a general amnesty for all suspended accounts not crossing the red line of causing direct harm, including profiles notoriously connected to white supremacist and other hate speech groups[1] – is exemplary of such attitude.

In this article, we intend to demonstrate that Mill is, in fact, aligned with Adam Smith in describing the idea of ​​the “market of ideas”, and that the description of an “invisible hand” mechanism “freely” regulating more or less suitable ideas is consistent with Mill’s argument. However, contrary to what may appear to an occasional reader, we argue that Mill’s defense is not unconditional precisely because it is aligned with Adam Smith’s less familiar view of the conditions in which a market works, which, as we will see, are ultimately connected to moral sentiments and the development of positive emotions in an Aristotelian view of moral psychology.

In order to do so, in what follows we will first show that, Smith’s underdevelopment of a hard theory for freedom of speech notwithstanding, his theory of moral sentiments provides a framework in which freedom of expression should be understood as a requirement for the development of prudence, which, in its turn, operates as a condition for the promotion of the specific moral virtues necessary for participants in modern public institutions, such as the market of ideas. In Smithian language this seemingly dissonant idea works on the basis of a co-generative and co-dependent relation, where, on the one hand, the prerogative of speech is necessary for the cultivation of prudence, and prudence, as a practical virtue, eventually moderates both speech acts and the administration of the State.

Secondly, based on the presumed moderating character of what we will be calling “liberal prudence” in Smith’s work, we aim to draw a historical line of theoretical development to Mill’s emphasis on the role and importance of “liberal elites”. Liberal elites in Mill, we argue, have a moderating role akin to the role of liberal prudence in Smith, as they will irresistibly move the public debate into more rational and truthful forms of assertion in an open society. This rational and conscious moderation of public discourse, in Mill, requires an unrestricted domain of individual expression while presupposing a moral psychology and an institutional environment that will “freely” move society into more well informed and reflected upon forms of speech.

Through these steps, we aim to persuade the reader that Smith and Mill’s conceptions of freedom of speech are not as radically libertarian as most contemporary activists would expect, while also pointing critically at the elitist and somewhat romantic framework which both authors presuppose in order to defend the connection between an open space for expression and the liberal, institutional, progress of the public sphere. Thus, at the end of the paper we claim that this model (notwithstanding its immense importance for the development of freedom of press and education in the 20th Century) has become increasingly unable to provide interesting regulatory and moderating clues for late modern challenges.

In other words, although a more careful reading demonstrates that the classic defense of freedom of expression relies on the positive emotions and social impact of a liberal elite of prudence, we argue further that this underlying premise is an overly optimistic one considering the new infrastructure of the market of ideas. The introduction of internet and social media has led to an unprecedented democratization of the public sphere, but has also shown – especially as the digital market solidifies – new challenges related to the incentives and externalities of the engage-based business model of the larger bulk of this infrastructure.  The externalities in question are not confined to privacy and antitrust issues, nor the digital competence of each user, but also to negative consequences that directly relate to conditions of a self-regulating market, such as the rate of psychological influence on primitive emotions, the amplification of extreme minority content and the collective impact this biased distribution has on misconceptions and polarization.

Similar to the way failures in a free market may qualify state intervention in order to promote (at least temporarily) the proper virtues and intended distributive outcomes, the marketplace of ideas might also be subjected to intervention when the situation no longer allows the intended deliberative outcomes by self-regulating agents alone. In search of ways to adequately respond to the emerging market failures we suggest, in the concluding part of the article, adopting the comparative, realization-focused approach developed by Amartya Sen based on, among others, Smith’s and Mill’s methodology. Hence, despite taking some distance from the substantive theories of Smith and Mill, there seems to be a promising potential in their basic approach that might guide the facilitation of the open and informed exchange of ideas.

Ultimately, this points to the realization of a positive freedom of expression, rather than the mere absence of obstructions. This structural requirement implies positive duties of the state to facilitate an open and well-informed public debate, through for instance social policies of education (of readers and authors) and efficient regulations of social media platforms.

I – Adam Smith and liberal prudence

“The desire of being believed, the desire of persuading, of leading and directing other people, seems to be one of the strongest of all our natural desires. It is, perhaps, the instinct upon which is founded the faculty of speech, the characteristical faculty of human nature. ”(SMITH, 2010, p. 25)

“The prudent man is always sincere, and feels horror at the very thought of exposing himself to the disgrace which attends upon the detection of falsity. But though always sincere, he is not always frank and open; and though he never tells anything but the truth, he does not always think himself bound, when properly called upon, to tell the whole truth. As he is cautious in his actions, so he is reserved in his speech; and never rashly or unnecessarily obtrudes his opinion concerning either things or persons ”(SMITH, 2010, p. 193)

Adam Smith’s theory of moral emotions is not simply a treatise on moral psychology, but a guide to the virtues necessary for the creation of the model of person that the ideal mercantile society visualized by Smith in the classic History of Wealth of Nations (2016) needs to function in a balanced way. Amartya Sen continually explores this relationship between the formal and economic aspects of Smith’s theory and the different dimensions of moral personality that inform economic liberalism in Smith since the late 1960s. However, it is in Adam Smith and the Contemporary World (2010) that Sen consolidates a general panorama of the reconciliation between economics and morals in Smith’s work, emphasizing precisely the moral framework that supports the idea of ​​free market in the Scottish Enlightenment. In the same vein, Charles Griswold in “Adam Smith and the Virtues of Enlightenment” (1998) argues that Smith’s free market theory is based on the action of free people who behave according to a certain set of moral qualities – developed through observing habits of self-interest and cultivating positive emotions such as empathy and charity. Based on the exegesis that follows, we argue that the claim can also be made for a Smithian view on the free market of ideas.

–  Aligning self-interest to the common good via sympathy

At a glance, the proposal to cultivate positive emotions related to sociability, and specifically to charity and empathy, may seem irreconcilable with the promotion of self-interest that Smith identifies as inherent in mercantilism and also with the development of the individual. However, as we move forward in reading Theory it becomes clear that Smith sees the idea of ​​self-interest displaced from an idea of ​​selfishness or self-centeredness.

Unlike Hobbes and Locke, who saw the modern self as a self-interested agent, who acted above all to maximize some idea of ​​individual interest and who only considers the interests of others to the extent that these interests are capable of adding utility to his own well-being, Smith not only understands the self as an eminently social unit, capable of considering actions partially or impartially to others, and understands that being partial to others can be more advantageous than being partial to oneself in a social sphere, but also as capable of pure altruistic actions, based only on “the pleasure of seeing” others in fair positions[2]. However, this individual who is able to consider others in social action does not appear in a vacuum. It can only arise within an environment that allows the promotion of moral virtues associated with consideration for other people. There are material and psychological conditions which are required for the proper development of sympathy.

Michel Zouboulakis (2005) points out that this developmental process is gradual in Smith, and linked to the transition from a naive and child-like interest in self-preservation, to the broad and not just utilitarian consideration of interests, which is socially constructed and through which John Stuart Mill will later, in Utilitarianism (2008), call it “criterion of preferred preference”, which are individual considerations about the broad consequences of individual choice processes – that is, they are how we consider our preferences after reflecting on the consequences of our preferences and the processes we use to reach our preferences. These considerations have two levels, a level of self-interest, relevant only to our mental and material state, and a social level, related to how our preferences and actions impact others.[3]

As we progress in the Theory, we see that Smith emphasizes the importance of prudence for the development of positive emotions, and it is important to emphasize the moderating character that prudence has in Smith’s work. Of course, the Scotsman does not invent the use of prudence as a moral emotion that moderates our most hedonistic or destructive instincts. In reality, Aristotle’s influence on Smith at this point is clear, especially as prudence actually operates as a practical virtue, capable of reorienting behavior and prioritizing, and leading individuals to realize themselves in the best way making decisions about themselves and their relationships with others.

But how does Smith account for the development of this prudence? We will further argue that Smith understands public argument as a tool for this development, and thus recognizes freedom of expression as the main entitlement within such a scenario. Smith, however, does not have a full theory about the importance of freedom of expression. Although at points in both Theory and History the centrality of guaranteeing freedom of expression for modern societies is suggested, it is only with Mill that we are provided  a defense of a broad and (largely) unrestricted freedom of expression. However, before moving on to the specific analysis of the question of freedom of expression in Mill, we want to address the problem of discourse for the development of what we will designate as liberal prudence.

–  Discourse and development of liberal prudence

The first author to centrally pose the problem of discourse for the formation of a social contract, in the British context, is Hobbes. However, for Hobbes, the fundamentally individual character of relations of object designation through language and discourse makes communication one of the most difficult points to control in societies – we all have our own designations about objects, our own intentional relations that characterize different types, names and denominations. The nominalist theory of language that we find in Hobbes is quite distant from that developed by Smith – in reality, in Smith the process of forming a representational lexicon that will be operated socially in the form of a speech is never done by an isolated individual – it is always immediately inserted in a political and social context where family, religious, political and economic mores guide the use of language from childhood to old age.

Prudence guides the use of this language publicly, as it will lead individuals to the best possible discursive practices based on trial and error – individuals “calibrate” their use of speech to achieve different ends, and change their use of language to negotiate their wills with other people. Here, we can begin to visualize the emergence of a “market” of ideas that operates in a “free” way, that is to say, without external strings: states of equilibria are generated in the negotiation between different individuals on more or less controversial issues discursively, until the arrival in a common denominator that satisfies all interlocutors involved in the negotiation. In other words, the proper meaning of a word is established in a similar way to the market value of a commodity.

It would be tempting to affirm here a libertarian character for the discursive market in Smith – after all, individuals are able to mediate their opinions without the necessary intervention of the State if they act prudently. This is not to say, however, that there are no limitations or controls in such an incipient market of ideas. Where libertarian activists would expect to find an unconditional defense of any form of assertion whatsoever and no constraints to individual expression, Smith places a strong moderating force onto both self-regulation (well informed individuals will always be partial to truth and rationality) and institutional framing (unequal societies require interference in the market of ideas in order to develop into more just social orders). As a matter of fact, prudence functions as a control over the form of expression as it forces individuals to consider not only the individual consequences, but the social consequences of using language inappropriately. Now, it is still somewhat vague what “inappropriately” means in this context – and in order to understand how Smith would understand the “proper” character of speech acts we need to once again remember the Aristotelian influence on the thinking of authors like Smith and Mill.

Neither Smith nor Mill will accept the psychological premise that it is possible to know that something is wrong and to act in error. In Smith, this is clear in the explicit prohibition of lying: “the prudent man is always sincere and is terrified of even thinking of being caught propagating a falsehood” (2010: 213) – but why does prudence imply sincerity? Because it is inconceivable, when we know that something is true, to propagate the opposite of that something. Evidently, prudence can recommend silence, it can recommend partial information, but it never recommends lying. Smith’s liberal prudence designates the duty to speak what we know to be true, and to denounce what we know to be a lie. In that sense, prudence frames action in Smith, as it will provide a field in which action will operate: the way in which we speak in public, for example, is directly impacted by the psychological and moderating effect that prudence operates in our speech acts.

Is this to say that for Smith we are all in equal condition to exercise this liberal prudence? Smith certainly does not believe that liberal knowledge and prudence is equally distributed among members of society. However, there is a romantic background in the development of prudence in Smith: as his argument about the positive weight of prudence in moderating our emotions becomes more salient, the relative inevitability of a progress towards prudence also becomes clear. Here, Smith once again anticipates Mill by pointing to the need to open the discursive field to the largest possible number of opinions with a pretense of truth, so that they can be tested according to the criterion of prudence.

But that is not to say that everyone has access to the criterion of prudence in the same way. Carola Von-Villiez (2018) points out that there is an intellectual duty of emotional orientation on the part of those who have already developed the habits of self-observation and consideration of others pertaining to liberal prudence. These individuals have a moral and political duty to direct their fellow citizens to moderate their speech in accordance with the principles of liberal prudence. Sivertsen (2019) points to a potential inconsistency in Smith’s work and interpretation with regard to the supposed impartiality of the well-informed agent. In fact, according to Sivertsen, as a well-informed agent, that is to say, an agent who is prudent on the issues to which she/it wants to give a public opinion, she/it is not impartial with regard to that information. As a consequence, if you are well informed about issues related to global warming, for example, you cannot be impartial in the face of opinions that peremptorily deny anthropogenic global warming. According to this interpretation of Smith, prudence forces me to take a position which is partial – i.e. in favor of the position that my specialization in the subject allows me to take. If we read Sivertsen and Von-Villiez in a combined way on this point, we have a duty to take a position and to educate participants in the public discussion on the issue at hand.

Now, even though Smith does not develop a “hard” theory for freedom of speech, it seems plausible to us that he understands free speech to be situated within the framework of moral emotions and is limited and moderated by what we have coined “liberal prudence”. Such prudence frames and conditions the “free” operations of the market of ideas and places weights in the see-saw of different emotional tonalities which become more or less salient as prudence operates more or less effectively in individuals. We have tried to show that Smith trusts that more positively salient emotions will tend to prevail as more well informed individuals enter the free market of ideas. Now, Smith is still rather romantic and Aristotelian about how such operations are possible: once societies are open to all sorts of speech interactions, and more positive emotions become salient in the public sphere, individuals will move towards more prudent positions, all things remaining the same.

From this reading of Smith, one might conclude that free speech and prudence combined provide a self-sustaining process of progression, but as Sen (2010) suggests, it is important to point out that we can already  in Smith find elements that indicate the importance of creating public institutions whose main role will be to promote liberal virtues, and provide conditions for the universal development of liberal prudence within different societies which, being more prudent, will be freer.

II – John Stuart-Mill and the Liberal Elites

On Liberty (2008) is famous for the unconditional defense of freedom of expression and for the conditioning, at least apparent, of freedom of expression only the agent’s consideration of the direct harm that a declaration can generate for it from a psychological and material point of view. In the introduction, Mill makes quite clear the radicality of his position by his articulation of the harm principle as the limit of state intervention.[4]

In the last twenty years of interpretation on the question of freedom of expression in Mill, David O. Brink’s article, Millian Principles, Freedom of Expression and Hate Speech (2001) guided the discussion by stating, in summary, that for Mill the price we pay for our freedom of expression is the State giving up the prerogative to regulate any type of speech – even the most disgusting ones – if these are not linked to a clear and indisputable threat of physical violence. For Brink, it is indisputable that freedom of expression for Mill is non-negotiable – any form of public expression is plausible insofar as it is only by guaranteeing this unconditional freedom of expression for all individuals that we can be sure of the effectiveness of the ban on censorship. Accordingly, Mill insists that the precedent for state intervention would necessarily be negative – even if that intervention initially has morally attractive motives (avoiding the spread of misinformation, for example).

Brink’s point is, for all intents and purposes, correct. To a large extent, Mill does not really accept state intervention in the free market for ideas, especially direct intervention in speech acts. But Brink’s recap of the Millian argument does not take into account the profound idealism of the idea of ​​rationality and individual action within Utilitarianism, Political Economy and about Freedom.

As we have anticipated, Mill shares with Adam Smith a deep admiration for Aristotle’s philosophy. In fact, the idea of ​​utility that Mill aims to “maximize” is perfectly aligned with the idea of ​​“happiness” in Aristotle, as it seeks the best balance between the repetition of certain habits and the promotion of mental states and positive materials. Throughout the work of Mill we have passages that demonstrate this Aristotelianism, especially when we see allusions to the impossibility of rationally desiring minor pleasures when we get used to greater pleasures, or when Mill affirms the impossibility of knowing a good and not promoting that good through of intentional actions whenever promotion is possible.

In this sense, Brink is right when he writes that Mill cannot defend external state interference of speech acts unless their connection to harm is undoubtable (and even so, the interference is based on the consequences of speech and not on speech itself), but he neglects an important element in Mill’s thesis which is the belief in the gradual emergence of an enlightened liberal elite that will naturally “push” the debate public to a balanced and self-sustainable argumentative logic.

This idea of ​​a dominant moderation of the free market of idea by enlightened liberal elites who had access to the best ways to develop habits of self-observation and political prudence brings Mill and Smith’s position together once again, and stress the non-libertarian character of freedom of speech in both perspectives. Rather, it points at a subtle sort of interventionism in the public arena, one which is framed by the public inclination towards the better arguments, and conditioned by the existence of well-informed elites capable of guiding public debate. Where well informed elites are absent, Smith and Mill appeal to either colonialist solutions (better informed civilizations have duties towards less informed civilizations) or to institutional interventions in the market. In any case, both authors trust that even a minor elite is capable of organizing and transforming public discourse through activism and open discussion, and that any elite will, if it is truly well-informed, interfere in markets in what is currently conceived as the best possible alternative – all other things remaining the same.

A salient feature of the last twenty years is, however, that things have not remained the same, in the sense that the infrastructure of the public sphere has gone through a dramatic change with the introduction of the internet and social media. This recent development seems to challenge the assumption of the sufficiency of a small elite in a more radical manner than the introduction of populism and mass media in the last century. In the last section of this paper we will discuss what implications this might have for the possibility of promoting a culture of expression in a digital age.

–  Principle of reciprocity and (the sediments of) preferred preferences

Mill trusts that, in the long term, deliberative processes (Brink: 1992) in this free-market of ideas will build a system of informational exchanges that will lead individuals to make the best possible decisions on socio-political priorities – as progressive principles reaffirmed by a political elite and consolidated in laws, contracts, jurisprudence, or other norms with jurisdictional character, will create conditions for an increasingly equalitarian and free social order – and here, the aforementioned decided preference criterion becomes, also, a criterion for assessing social justice within a free market, a kind of regulatory framework (McPherson:1982).

Mill’s system, to function optimally, is moderated with a principle of reciprocity. In other words, as an interlocutor, if you want to have your freedom of expression respected you must necessarily respect the opinion of people or groups who wish to express their opinions. It is also important to note that Mill believes that every public agent who has a reciprocal attitude is willing to learn new information. These requirements are progressive (Brink: 2013), as they arise if and only if the first progressive principle for a liberal society (that of guaranteeing freedom of expression) is implemented. It is interesting to articulate this progressive movement within Mill with Smith’s notion of prudence: as individuals realize that reciprocating respect in the free market of ideas generates positive results, they will moderate their speech acts accordingly, adapting their beliefs and attitudes reciprocally as better states of affairs arise within and because of public debate – inversely, reciprocity also guides reaction to harm, as individuals will change their negative or inadequate beliefs and attitudes as the epistemic and moral force of better arguments and attitudes become clear, and the consequences of harmful actions more dense.

In Mill the State’s main role, then, is not to interfere in the structure of the free market of ideas, and to work on the representation of those priorities that become more prevalent within that free market – and that are now no longer at the level of ideas but have become public policies. This whole movement presupposes a well-informed, well-intentioned political elite and a realistic moral psychology that limits the processes of moral representation (Brink: 1989; 1997)

In the next section we will further explore challenges to such a framework. While we recognize that we still operate within the regulatory, and to an extent ideological, terms of Mill’s conception of freedom of speech, the presuppositions embedded within such perspective are often ignored or taken for granted. Such presuppositions have real effects, we claim, on the current shortcomings and failures of both theoretical and regulatory perspectives in dealing with contemporary issues.  Present challenges associated with the new infrastructure of media and social networks turns the Millian and Smithian trust on by moderation and elites redundant, at least to the aggregated consequences of the externalities of the platforms.

III – Elites or Institutions? A return to Smith, via Sen

As demonstrated, both Smith and Mill share an optimism about the capacity for self-moderation of individuals within the free market of ideas, an optimism based, above all, on trust in liberal elites as promoters of positive attitudes and emotions in public debate and on the capacity of individuals for self-determination and self-censorship, which would enable learning and openness to persuasion.

However, we have little reason, in 2022, to subscribe to the optimism and idealism of the two greatest exponents of British economic and moral idealism. In brief, the new media infrastructure challenges both the relevance of the moral psychology of positive emotions and the role of the liberal elites. Firstly, given that the business model of social media platforms, like Twitter, is based on sourcing the attention of its users, it has created conditions for a “race to the bottom of the brain stem”[5], where the appeal to the higher emotions are replaced with the promotion of whatever triggers engagement, be it anger, fear and other basic responses. In other words, the unregulated market of ideas seems in our context to constitute a distraction, or even psychological obstruction, from the development of prudence. Hence, the assumption that freedom of speech is a requirement for the development of prudence, needs to be qualified.

Secondly, since the new platforms allow not only everyone to be a reader, but also to be an author, the new infrastructure seriously threatens to compromise the role of a liberal elite. From an egalitarian point of view, this is not necessarily an unwanted development.[6] It does, however, diminish the sociological plausibility of a prudent elite gaining sufficient influence. Partly this case could be made by pointing out the loss of income and reach of the printed press, and with it the influence of the traditional editorial gatekeepers of mass media. Additionally, and more concerning, the algorithms of the new platforms do not favor sincerity, nor prudence in general. The playing field is not only rigged, it seems, for the attention-grabbing obscenity and misogyny of market agents like Andrew Tate, estimates also suggest that a majority of the content produced on these platforms are made by robots (which tend to amplify whatever is gaining attention). Hence, even if the liberal elite were in fact the majority of human content contributors, they could still be deafened by the vicious minority – and this argument still relies on a romantic view of liberal elites as capable of shielding themselves from biases and dissonances in their thought processes. The more profound problem is that in the digital landscape, all public spaces look more like gladiator arenas than forums, courts or parliaments. Hence, the infrastructure does not promote consensus, bridge building or concern for others, and identity checks or moderation would do little to remedy the larger picture.

In sum, Smith and Mill do not satisfactorily elucidate the moderating role of the state in current matters of freedom of expression, and frame a frustratingly romantic role for “higher” emotions and political elites for the political debate. From a Freirean (2019) perspective it is not enough to trust that if we show individuals the errors of their ways, present them with scientific evidence, and data, graphics, or the beautiful and well written articles of the universal declaration of human rights things will be better. We need to bring such information home – that is, it is necessary to open up a space for social transformation. Paternalistic or rationalistic understandings of science, language and politics will do little for us here.

Evidently, this should not lead us to dismiss the value of Smith’s and Mill’s theses, nor to underestimate the impact that the utopian and idealistic character of these theses had on the elaboration of legislation and social movements that revolutionized the private press and public education. Rather, what we want to point to at the end of this paper, is that the radicality of the idea of ​​freedom of expression in British liberalism, despite its limitations – also harbor a way to rethink the form of effective moderation of freedom of expression in the 21st century, as a path that seems to necessarily pass through the bet on public institutions capable of including and educating an increasingly broader and more diverse field of speakers who will have to deal with increasingly complex and specialized challenges – and find that the bet that the intentions of a well-placed and well-educated liberal elites moderating the social, political and affective development of peripheral groups have not given good results in recent years.

What we have in mind is the legacy from Smith and Mill in their philosophical approach to these questions, as a realization-focused comparison, as it is developed by Sen (2009). In short, on the basis of this comparative analysis of existing and emerging societies, Sen (2010) insists on the need for an “open” institutionalism, that is, that evaluates institutions not as they “should be”, but rather as they really are. This approach would allow us to ask the right kind of questions, such as: How is the behavior of participants in the public affected by the new infrastructure? How do we acquire accurate knowledge about the unintended consequences of the commercial platforms? And, how may we restructure the public sphere (for instance through public, consensus oriented platforms like vTaiwan) to promote and facilitate a substantive freedom of speech?

On this grounds, Sen’s reading allows us to criticize both the stance of transcendental institutionalism[vii] and a “progressive” view of institutions , which gradually increases the presence of the State, if and only if the conditions in which public debate is operational are not equalitarian or informed by adequate arguments and as clear harm is perceptible. As we have seen, a Millian perspective aligned with a Smithian methodology will offer a scenario that will allow intervention in the free market of ideas thusly: where minimal harm is perceived in the operation of the free market of ideas, minimal intervention (if any) is required – conversely, if maximal harm is perceived in the free market of ideas, maximal intervention is required. Even where minimal harm and minimal intervention is required externally, however, liberal elites operate as a de facto internal moderation, leading the public debate into more rational conceptions of the good and more truthful epistemic conceptions about things, rendering external intervention progressively unnecessary as their operation within the market of ideas becomes increasingly efficient.

Where liberal elites are less prominent or less informed (and thus, of course, less liberal from a Millian and Smithian perspective), harm in the free market of ideas will be more frequent and require more external intervention – this intervention will “correct”, in Millian terms, irrational positions by placing proportional punishment for harmful interactions in the free market of ideas, and progressively increasing punishment as harm is more salient. Nota bene, in neither case, for Mill, it is speech that is regulated, but the harmful consequences of speech that are progressively regulated and punished in order to reframe the causes of such harm – that is, in regulating and punishing the harmful results of speech, Mill trusts that individuals will be able to reconsider the causes of harm.

Such a position, from the perspective suggested by Sen, favor structural inequalities and elites established at the disadvantage of vulnerable populations, who would need immediate and prior measures to conduct public debates – because Mill trusts the rationality of actors in the free market of ideas, he also trusts that a unrestricted domain of expressions will be regulated only by appealing to individual consciousness and harm reduction on the level of the intervention of the results of speech. In the last years, we have seen that such framing has reached a clear limit: the number and speed of interactions in the free market of ideas is increasingly fast, and the moderating character of “liberal elites” has been either unable or unwilling in creating more decent or fair markets of ideas; quite the contrary – well informed and wealthy individuals have been captured by fake news, cognitive biases and framing, and have been moved, along with more vulnerable groups, into increasingly dangerous positions, from anti-vaccination to neo-fascist discourse. At the same time, normative roadblocks to speech are tragically unable to operate as a ultima ratio for public discourse, as libertarian perspectives to freedom of speech become a rhetorical weapon in order to diffuse the operation of regulatory markers. It is somewhat ironic that such logic operates in precisely the opposite direction that John Stuart Mill would expect: unrestricted public discourse ends up decreasing the possibility of effective and efficient normative (and minimal) intervention in the free market of ideas.

* A part of the argument in the first section of this paper has been published in Portuguese, in the conference proceedings of the VII International Congress on Amartya Sen, and is available at https://revistareflexoes.com.br/artigos/da-prudencia-liberal-ao-institucionalismo-aberto-sobre-a-necessidade-da-moderacao-da-liberdade-de-expressao-em-adam-smith-john-stuart-mill-e-amartya-sem/.” There are no issues of intellectual property or copyright infringement in the publication of this article.

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Endnotes

[1] The Associated Press. (2022, November 25). Elon Musk says he will grant “amnesty” to suspended Twitter accounts. NPR.org. Retrieved November 28, 2022, from https://www.npr.org/2022/11/25/1139197362/elon-musk-says-he-will-grant-amnesty-to-suspended-twitter-accounts

[2] The opening line of The Theory of Moral Sentiments is both an indictment of methodological individualism and self-interest as mores for psychology and politics: “How selfish soever man may be supposed, there are evidently some principles in his nature, which interest him in the fortune of others, and render their happiness necessary to him, though he derives nothing from it except the pleasure of seeing it”(Smith, 2010:9)

[3] Cf. Amartya Sen’s notion of moral commitments in “Rational Fools” (1977)

[4] Mill’s famous passage is: “The object of this essay is to assert one very simple principle, as entitled to govern absolutely the dealings of society with the individual in the way of compulsion and control, whether the means used be physical force in the form of legal penalties or the moral coercion of public opinion. That principle is that the sole end for which mankind are warranted, individually or collectively, in interfering with the liberty of action of any of their number is self-protection. That the only purpose for which power can be rightfully exercised over any member of a civilized community, against his will, is to prevent harm to others. His own good, either physical or moral, is not a sufficient warrant. He cannot rightfully be compelled to do or forbear because it will be better for him to do so, because it will make him happier, because, in the opinions of others, to do so would be wise or even right. These are good reasons for remonstrating with him, or reasoning with him, or persuading him, or entreating him, but not for compelling him or visiting him with any evil in case he do otherwise. To justify that, the conduct from which it is desired to deter him must be calculated to produce evil to someone else. The only part of the conduct of anyone for which he is amenable to society is that which concerns others. In the part which merely concerns himself, his independence, is, of right, absolute. Over himself, over his own body and mind, the individual is sovereign” (p. Ix)

[5] Tristan Harris, Center of Humane Technology

[6] It could be interesting for instance to compare the descriptive account of Smith and Mill, with the reconstructive account of Habermas (esp. In his newest comment on the structure of the public sphere).

[7] Which focus on ideal institutional arrangements, as we find in John Rawls and Ronald Dworkin, but this discussion is outside the scope of this article