![]() |
|||||
![]() |
The Rationalist of Aquino: Rescuing Aquinas from Intellective Determinism |
by Sigurður
Kristinsson The Neapolitan region in southern Italy bred one of the great figures in the history of philosophy: St. Thomas Aquinas (1225-1274). Aquinas’s theories of action, morality, and law, all reflect a conception of human beings as essentially rational. It is in virtue of their reason that human beings have control (dominium) over their own actions. Non-human animals, which lack reason, act by natural instinct. They are “not masters of the movement of their appetite, for such movement in them is by natural instinct.” (ST I-II, 15.2. Resp.l )[1] Their appetitive movement is controlled by nature, and not by the animal itself (cf. ST I, 83.1). By contrast, the human soul has a rational part, and therefore, human actions are not determined by nature, but by the human agent herself. She is morally responsible for them because she has some sort of freedom of decision, which non-human animals lack. Thus Aquinas claims that “...the very fact that a human being is rational makes it necessary that a human being be characterized by free decision (liberum arbitrium).” (ST I, 83.1).
The
rational part of the soul, which Aquinas normally
refers to as ‘reason’ (ratio),
has
two faculties, one cognitive and another appetitive. Aquinas uses the
word
‘intellect’ (intellectus)
to denote
the cognitive faculty, although he sometimes uses
‘reason’ in this more
specific sense as well. The appetitive faculty, however, is invariably
referred
to as ‘will’ (voluntas).[2]
It is through the complex interaction of will and intellect that
distinctively
human actions occur, according to Aquinas. Aquinas
claims that human beings are characterized by
free decision (liberum arbitrium, see
ST I, 83), and it is important that his account of human action should
provide
a plausible explanation of what this means. However, because of the
great
emphasis Aquinas places on intellect's role in human action, will seems
at
times to be left without anything one could plausibly regard as
freedom, and to
be reduced instead to the mere status of an obedient servant, who can
only
choose actions that intellect has judged approvingly. If will is
thus determined by intellect, Aquinas seems
to be faced with at least two problems: First, it becomes difficult for
him to
claim that the will is free, or that human beings are morally
responsible for
their actions in virtue of having a will. If will is ultimately a mere
executor
of intellect’s deliberative judgments, it seems to be in
virtue of their
intellect and not their will that human beings have freedom and moral
responsibility. Second, even if, on reflection, we agreed that such
determination of will by intellect might fit a plausible conception of
freedom
and responsibility, we would still need to consider whether it fits the
phenomena of human action. Is it plausible to think that all
distinctively
human actions conform to the agent’s intellective judgment,
or do we know from
experience that human agents sometimes act in defiance of their own
intellective
judgment? Aquinas himself seems to acknowledge the phenomenon of
willful
defiance of better judgment in his treatment of deliberate malice,
where he
claims that “a person is said to sin purposely and with
resolute malice when he
knowingly chooses evil” (ST I-II, 78.1). Surely, Aquinas
wants to say that an
agent who deliberately chooses evil is responsible for that choice, so
here is
an instance where someone seems to choose freely despite his better
judgment.
For these reasons, it would seem to be a serious problem for Aquinas,
both as
regards the internal coherence of his views and as regards their
plausibility,
if his theory of human action committed him to intellective determinism.[3] I will
eventually be
arguing that, appropriately understood, will's dependence upon
intellect's
deliberation and judgment is not a liability but a necessary condition
for
freedom and moral responsibility, plausibly understood. Furthermore, I
argue
that initial appearances notwithstanding, Aquinas’ theory of
action can
accommodate the phenomenon of willful defiance of the dictates of
practical
reason. Before presenting an interpretation of Aquinas along these
lines,
however, I will begin by describing the interpretive and philosophical
problem
at hand a bit more fully. The
threat of intellective determinism According
to Aquinas, a
human being shares with the rest of natural substances inclination
toward what
is good. But a human being's possession of reason makes her unique in
nature. Her
reason enables her to have “cognition of the very nature of
the good” as
opposed to either having merely a cognition that some particular thing
is a
good (as non-human animals do), or inclining toward what is good
without any
cognition at all (like plants) (ST I, 59. lc). Will is inclination
toward what
is good with cognition of good in general. At this level, the good as
object of
will is determined by will's own nature, although intellect enables
that object
to take the form of a universal concept rather than only a particular
representation. Contrary
to what one might
initially suspect, the real problems for Aquinas' libertarianism do not
arise
from the claim that will has the good in general as a necessary object.
That
claim does not entail necessity with respect to any particular object
of will.
The will still has a “free range” among all the
particular things which may be
regarded as good from a particular point of view, and can thus be
willed in
virtue of their apprehended relationship to the good as such.
[4]
The problems begin to appear once it is recognized that in order for
will to
choose among the particular objects within that range, intellect must
come to
the scene first and present one of these objects as the good to be
chosen.
Consequently, will never seems to be free to pick for itself its own
object;
its fate is rather to take or leave what intellect offers. And this
seems
inconsistent with the familiar idea, which Aquinas himself explicitly
embraces,
that a free will should have the power to choose among alternate
possibilities.[5]
This power seems compromised if the will is only capable of choosing
the
particular alternative which intellect has judged to be the best. Even
though Aquinas never
explicitly acknowledges this tension within his view, it is readily
apparent
from the text. On the one hand, he claims that a human being chooses
freely (ST
I-II, 13.6) and he very often gives the impression that will itself has
the
power to choose among alternatives: Man is
master of his own
acts because he can deliberate about them, for when deliberating,
reason is
related to opposite alternatives, and the
will can tend to either. (ST
I-II, 6.3.
ad 2., emphasis added) From this
description, it
appears that intellect merely lays out the various alternatives and
then leaves
it up to will to pick as it pleases. Furthermore, in explaining that no
particular good is a necessary object of the will, Aquinas claims that
since
any such thing can be regarded as a non-good, it “can be
refused or accepted by the will
which can tend to one and
the same thing from different points of view.” (ST I-II, 10.2
R, emphasis
added) Aquinas also describes the will as “an active
principle which is not
determined to one thing, but is related
indifferently to many” (ST I-II, 10.4 R, emphasis
added) and claims that
there is a specific “way of causing, which is proper to the
will as master of its own acts
apart from the
way which is proper to nature as determined to one thing” (ST
I-II, 10.1. ad.1,
emphasis added). On the
other hand, Aquinas
also claims that “reason precedes the will in a certain way
and orders its act
to the extent that the will tends to its
object according to the order of reason, for the power of
knowing presents
the appetite with its object” (ST I-II, 13.1. R, emphasis
added). He also
states that “man by his reason
determines
himself to will this or that thing” (ST I-II, 9.6.
ad. 3, emphasis added).
These passages suggest that when intellect has come up with an ordering
among
available alternatives, presenting one as clearly better than the
others, will
is not capable of choosing anything else. After all, will's only
preference is
for the good in general, and its only source of information about what
constitutes the best alternative in a given situation is intellect's
judgment. So
how could it possibly act in defiance of that judgment? And if will
cannot defy
the dictates of practical rationality, how can it be considered free? Aquinas’ arguments for the freedom of
will Aquinas
offers
at least three arguments for the freedom of will. To appreciate them,
we need
to consider the relationship between will and intellect a bit more
closely.
Aquinas distinguishes between two kinds of movement involved in an act
of a
power of the soul, (a) that of acting or not acting and (b) that of
doing this
or doing that (ST I-II 9.1). Whatever moves a power of the soul moves
it in two
respects: (a) in respect of the exercise of that power's act, and (b)
in
respect of the determination, or specification of the act. What moves
in
respect (a) is the subject of the act, and what moves in respect (b) is
the
object of the act. Will is the source of the movement of the act of all
powers
of the soul considered as a subject, including itself (9.3). Intellect,
however, moves will only in the sense that it provides it with its
object. The
object gives an act its specification and operates in the way of a
formal
principle. Hence “the will moves the intellect as to the
exercise of its
act...but with respect to the determination of the act...the intellect
moves
the will” (9.1. ad. 3). These
distinctions allow
Aquinas to hold that will is undetermined by intellect with respect to
the
exercise of its act. This means that even if intellect has presented
will with
an option as clearly the best, it is in will's power to withhold its
consent
and remain unmoved. The power of determining whether or not to act
remains with
the will, and in that respect, will is free from determination by
intellect’s
particular understanding of the good. However,
this first
argument for will’s freedom doesn’t sound very
reassuring to someone who is
wondering about will’s freedom to choose among alternatives.
Even though
intellect doesn’t determine will’s acting or
not-acting, will doesn’t seem to
have any means of controlling how to act when it does. As if to meet
this
worry, Aquinas offers a second argument for will’s freedom,
based on his
assertion that will “moves intellect and all the other powers
of the soul” as
an efficient cause (ST I, 82.4). Since will moves not only itself but
also intellect
with respect to the exercise of its act, will has a certain means of
influencing what it is that intellect presents as a choiceworthy object
“for no
matter what the object might be, it is in man’s power not to
think of it, and hence not actually
to will it” (ST
I-II, 10.2. R). According to this second argument, will’s
influence over
intellect consists in its power to turn off intellective activity that
seems
headed for a practical conclusion that will doesn’t like. The
problem with
this second argument appears once we consider what might lead will to
turn off
an intellective activity that might lead to an unwanted intellective
judgment. Two
possibilities suggest themselves: Either will pulls the plug on these
thoughts because
intellect itself suggests that thinking about this object would not be
good
(perhaps on account of a suspicion that such thoughts would lead to an
erroneous practical judgment), or will pulls the plug independently of
any
cognition concerning the goodness or badness of thinking about this
object. The
latter option seems ruled out by the very definition of will as
inclination to
what is good with cognition of good in general. The act of turning off
thoughts
about an unwanted object would not be an act of will unless accompanied
with cognition
of that act as a good thing to do. The former option, however, seems to
imply
the same sort of dependence on intellect as before. Will is not free to
cause
intellect to think of the unwanted object as long as intellect itself
determines that thinking about it would not be good. So if the will
turns off
these thoughts it is because intellect has judged that it should do so.
The
problem of will’s determination by intellect has therefore
not been solved but
rather pushed back one level. Aquinas’
third
argument for will’s freedom has already been mentioned, and
it is of a rather
different sort. This argument appears as his official answer to the
question of
whether the object of an act of will moves will with necessity, and the
answer
involves more than just pointing out that will moves itself (and
intellect) to
the exercise of its act: Now
because the lack of any
good whatsoever has the aspect of a non-good, consequently only that
good which
is perfect and lacking in nothing is such a good that the will cannot
not will
it, and such a good is happiness. Any other particular good, insofar as
it
lacks some good, can be regarded as a non-good, and in this respect can
be
refused or accepted by the will, which can tend to one and the same
thing from
different points of view. (ST I-II, 10.2 R) Any
object, which intellect
presents to will as good, might also have been presented to it as bad,
because
nothing is good in absolutely every respect except the ultimate good.
It is
therefore not out of necessity that intellect presents this object as
good and
not some other; intellect could have presented any of a vast number of
actions
as the thing to be done. Aquinas applies this argument specifically to
the
question of whether a human being chooses out of necessity or freely
(ST I-II
13.6), and concludes that since choice is always of something
particular for an
end, and never of the ultimate end (which couldn't possibly be regarded
as bad
in any respect), no choice is made out of necessity. Still,
this argument doesn't
seem much more satisfying than the other ones. Once it has happened
that
intellect comes up with an object and presents it as good, it is of no
consolation to will that it is a contingent fact that intellect
presents it
with this object and not some other, if will has no means of changing
that
fact. Contingency is a necessary, but not a sufficient condition for
freedom.
Given the contingent fact of intellect's particular presentation of an
object,
will seems unable to move itself toward any other object. Consequently,
there
is no room for the idea that the will can choose among alternatives, or
that
“any other particular good ... can be refused or accepted by the will” (ST I-II, 10.2. R,
emphasis added). In order to live
up to that idea, it seems that will would have to be able to either
push
intellect to change its understanding of the good, or cause it to
present
various alternatives from which will would then be free to pick. But as
we have
just seen, Aquinas’ attempt to attribute these abilities to
will does not seem
very convincing. Does
Aquinas attribute freedom to will or reason? In
characterizing the
problem, we have been assuming that will must be able to choose among
alternatives, and the question has been whether intellect's role in
decision
prevents will from having that ability. On Aquinas’s part, it
might now be
asked in turn why we will, considered as entirely distinct from
intellect,
should be able to choose at all. Choice among a number of possible
options has
to involve not merely an arbitrary grabbing of one out of many possible
objects, but also some awareness and consideration of these various
alternatives. It would seem wrong to attribute this aspect of choice to
a
non-intellective feature of the human soul. Therefore, the demand, that
will
must be able to choose on its own from alternatives, seems to be
misguided.
This realization may point the way towards a more adequate
understanding of
Aquinas' conception of free will, and eventually enable us to evaluate
its
coherence and plausibility more fairly. With this in mind, let us
consider
further the theoretical and terminological context within which Aquinas
asserts
that a human being chooses freely. According
to Aquinas, any
human act, i.e. an act for an end, consists of two steps, that of
determination
and that of execution. The act of choice (electio)
is the last element of the determination, and it also causes the
executive
powers to start acting (cf. ST I-II 16.4).[6]
Choice is always preceded by deliberation, which belongs to intellect,
but
presupposes a given end. Deliberation is undertaken only when will
desires the
end, and aims at finding the most appropriate thing to be done in order
to
attain it. Deliberation terminates in a judgment (iudicium),
which is then followed by will's consent. Consent is an
act of will which we can for present purposes regard as identical with
the act
of choice (for the precise distinction, see ST I-II 15.3 ad. 3). Interestingly,
although
choice is an act of will according to Aquinas, he also claims that it
is a
distinguishing characteristic (proprium)
of free decision (liberum arbitrium,
cf. ST I 83.3; ST I-II 1.1 and 1.2), and he regards arbitrium
as belonging not just to will, but rather to the
combined
activities of will and intellect.[7]
Arbitrium, then, belongs to
reason,
the faculty that is jointly constituted by will and intellect. The
activity of arbitrium must
therefore engage that
faculty as a whole, even though it terminates in a specific act, electio which, when considered by
itself, belongs to will rather than to intellect. It is important to
notice
that Aquinas talks about freedom as a characteristic of arbitrium
generally and not of choice in particular. What has
freedom in a human being is her capacity to determine her act by her
reason,
and that capacity seems to be actualized when the last step of
determination is
achieved, viz. when the act is chosen. A human being has this capacity
in
virtue of being a rational agent, i.e. in virtue of possessing both
intellect
and will. The locus of human freedom, for Aquinas, is therefore not
will in
particular, but reason in general. Aquinas
comments on this
relationship between choice and free decision when he claims that
“we are said
to be characterized by free decision in virtue of the fact that we can accept one thing while refusing
another—which is what choosing is” (ST I
83.3. reply). This explains why
choice (electio) is a proprium of
free decision (liberum arbitrium).
It
is also clear that Aquinas takes intellect to play an important role in
choice,
even if he attributes the act of choosing to will in particular. Choice
is
“made up of something from the cognitive power as well as
something from the
appetitive power” (ibid.), and it is through deliberation
that one “discerns (diiudicatur)
what is to be preferred
over other things” whereas “what is needed from the
appetitive power...is that
one appetitively accept (appetendo
acceptetur) what is discerned through deliberation”
(ibid.). The act of
choice thus engages both will and intellect, because without intellect
we would
not consider and rank our alternatives with a view to our ends, and
without
will we would not accept any particular action based on those
considerations,
or commit ourselves to it. This
elucidation of
Aquinas' terminology should give us a more accurate picture of his
overall view.
However, it may not by itself rescue the plausibility of his arguments
for the
freedom will, since they seem to presuppose that it is will, and not
the
combination of will and intellect, that enjoys freedom. Instead of
offering a
fresh and salvaging interpretation of these arguments, the textual
evidence
just considered seems to reveal a tension within Aquinas’
views. The arguments
themselves attempt to predicate freedom of will and not reason, while
also
leaving us with the discomforting suspicion that will's role is
confined to
something like the mere timing of acceptance, while intellect is the
independent source of that which makes decision distinctively free.[8] The first
argument
identified will’s freedom with its ability to determine
whether or not to act,
but if freedom is now to be seen as an attribute of decision generally,
a free
determination of whether or not to act would have to be “made
up of something
from the cognitive power” (ST I 83.3) as well as something
from the appetitive
power. It would have to be a choice and therefore, like all other
choices,
directed by intellect. The second
argument for
will’s freedom remains problematic for the same reason: Even
if the supposedly
free act of will consists in determining whether or not to think about
an
unwanted object, the freedom of that determination requires it to be a
choice
and thus dependent on intellect’s direction. The third
argument (from ST
I-II 10.2 and 13.6) was that any act of will toward a particular good
is
contingent and therefore not necessary. This sort of answer seems no
more
satisfying now than it was before. The contingency of intellect's
presentation
to will of a particular object is only a necessary, and not a
sufficient
condition for will’s ability to bring about a different
presentation. Aquinas’s
answer affirms only that the current state of affairs (where intellect
presents
a particular course of action as best) could have been otherwise, and
does not
contain the stronger claim that it is in will's power to change it.
Nevertheless, the stronger claim somehow hangs in the air, and it is
almost as
if Aquinas doesn’t recognize the important distinction
between it and the
weaker one. What we have to find out, then, is whether, and how,
Aquinas could
incorporate the stronger claim into his theory, thus allowing will to
retain
freedom to choose among alternatives, as opposed to suffering the fate
of
having intellect do all the work, in virtue of which a human being can
be said
to choose freely. Explaining willful defiance of intellective
judgment The
problem of intellective
determinism can now be stated as follows: Suppose intellect presents
will with
only two options, A and B, ranking A as clearly better than B. It would
require
a special explanation on Aquinas's part if will could somehow command
intellect
to take a second look at the objects it has presented, in order to find
some
way of presenting as better the object, B, which has already been
presented as
worse as a result of the first round of deliberation. Usually,
will’s preferences
are explained by intellect’s presentation to it of its
object, together with
its natural inclination to (intellect’s understanding of) the
good. But if will
is now supposed to stand up against intellect’s proposal and
ask for a
different one, it seems that will must have some preferences of its own
prior
to intellect’s presentation of A as clearly better than B.
Unless Aquinas’s
theory can somehow account for how will could prefer B despite
intellect’s presentation
of A as better than B, his theory seems unable to give a satisfactory
account
of the experience of choosing something other than what one had
previously
judged to be the most rational. Furthermore, free will is often
understood to
include the ability to reject as well as comply with the dictates of
practical
rationality.[9]
So the view, to which Aquinas appears to be committed, that we don't
have that
ability, is not only contrary to phenomenological experience, but also
contrary
to what many, including himself, would consider to a necessary
condition for
freedom of will.[10]
Finally, we have seen that Aquinas regularly speaks of freedom as
will’s choosing
among contingent alternatives, even though his own arguments for the
freedom of
will do not seem to succeed in fending of the suspicion that his theory
of
action entails that once intellect has judged one alternative as best,
will is
forced to take it or remain inactive. It would
be a
significant step in the direction of defending Aquinas’ view
against these
charges of incoherence and implausibility if it could be shown to have
the
resources to deal with the alleged phenomenon of willful defiance of
intellective
judgment. A natural place from which to mount such a defense is the
idea that when
we take the “worse” option, our choice is in fact
motivated by considerations
that are just less obvious, even to ourselves, than those we are
defying in our
choice. Aquinas's theory does easily allow that will should (for
whatever
reason) hesitate to act on intellect's presentation of A. Suppose
intellect
then continues to deliberate, and eventually comes up with a different
judgment
as to which option was best. Our will is energized as this new option
is
presented, and it grants its consent. It may have seemed to us,
experientially,
that we were willfully defying reason by taking the new option while in
fact,
our will only waited indifferently until our intellect offered
something that
excited our (rational) appetite. A particular will may have its own
idiosyncratic
inclinations and dispositions that explain why it responds more
energetically
to some intellective considerations than others, or more energetically
under
one type of circumstance than another. Such robust idiosyncrasy is more
easily
seen as a feature of will than intellect, even though intellect itself
need not
operate in exactly the same way in all individuals. At any rate, when a
human
being’s practical intellect issues a judgment, it is an open
question how
strongly or weakly the will of that particular human being is going to
respond,
because this depends on the contingent constitution of his character
and the
desires he has at that time. How could
will exercise its
idiosyncrasy and still result in characteristically human actions, i.e.
actions
done for an end? Suppose A is the option of putting on my thick coat
before
going out for a walk, and B is the option of putting only on my thin
jacket
instead. I desire the end of taking a walk without freezing, and my
intellect
figures that putting on the big coat serves that goal better than
putting on
the thin jacket. Nevertheless, I surprisingly choose to put on my thin
jacket
instead. How could this happen, given Aquinas’ theory of
action? If this was
indeed a human act, as opposed to a mere reflex on a par with
unwittingly
scratching one’s beard,[11]
I must have chosen the jacket under a different description from the
one under
which I would have chosen the coat. My intention cannot have been
exactly the
same. The coat-option was presented by my intellect as part of the best
way to
achieve the end of taking a walk without freezing. The jacket-option,
on the
other hand, was clearly never presented as the best means toward that
end. This
does not mean, however, that it wasn’t presented by intellect
at all, as the
thing to do. As we have seen, it isn’t open to Aquinas to
allow that something
could be chosen without having been presented that way. So instead of
being
jumped on in pure defiance of intellect’s presentations, the
jacket-option must
have been presented, as the thing to do, relative to different
considerations
(of ends and facts) from the ones that formed the basis for
intellect’s
presentation of the coat-option. The jacket-option could for example
have been
presented as part of the best way to take a walk without freezing OR
having too
much trouble getting prepared OR having to feel the annoying itch which
accompanies wearing the coat. This more complicated end is clearly
different
from the one that the coat-option was presented as the best for. If the
jacket option is
chosen for this thick sort of end, the example hardly represents an
irrational
or rebellious choice. On the contrary, it may be explained by positing
further
considerations by intellect, subsequent to the judgment that the
coat-option is
best. However, this example does point out a feature which might be
relevant
for seeing how to handle cases that phenomenologically appear to
involve true willful
rebellion: The change from the presentation of A as the thing to do, to
the
presentation of B as the thing to do, does not involve merely further
reflection on how to achieve a given end, but a shift from one
subsidiary end
to another. And this suggests that cases of rebellious choice could be
explained on Aquinas's theory by regarding them as resulting from a
shift
between subsidiary ends. Aquinas's
theory of action
clearly requires that every human action, and thus every voluntary
action, is done
for an end (cf. ST I-II 1.1, 1.2, 6.1, and 6.2). Part of the problem he
appears
to have in accounting for cases of rebellious choice boils down to the
problem
of identifying a sense in which such actions are done for an end. The
seriousness of this problem depends on how permissive Aquinas is with
respect
to “ends” that are nothing more than scattered and
perhaps sudden thoughts or
intellective representations, without any semblance of genuine
deliberative
process connecting them together. If he can allow these as limiting
cases of
ends for human actions, he is thereby able to view actions resulting
from rebellious
choices as limiting cases of human actions themselves. These would be
cases in
which will exercises its executive power in response to isolated mental
representations rather than organized thought. As we have
seen, Aquinas
attributes to will the power of determining acting or not-acting, and
claims that
will is an efficient cause of the operation of all the powers of the
soul,
including itself. By attributing this brute power to will alone,
Aquinas
implies that acting or not-acting is ultimately to be explained without
reference to cognition. This enables him to account for our felt
ability to “go
crazy”, or do something that goes against what we take to be
our rational
thoughts. This would also enable him to hold that we are in control of
our
action in virtue of the fact that our practical reason, which supplies
will
with its objects, provides something over and above isolated
representations;
but a necessary precondition for our control is that we have the power
to force
ourselves to action, and when we consider that power in isolation we
see that
it is not to be explained by our possession of intellect. The brute
coercive
force we have over our mind and limbs is, when considered just as such,
frighteningly independent of our intellect, and can therefore be
applied
without our considered judgment agreeing. Even though will could not
move at
all in the absence of an object provided by intellect, it can in
principle move
in response to any practical thought that pops up in our mind, however
foolish
and ill-considered, and it can be lethargic to our most carefully
considered
judgments. A sane
person doesn’t normally
exercise her brute will-power in a random and arbitrary way, although
Aquinas's
theory does, on this interpretation, allow that she is able to do so.[12]
Still, her brute will-power can force intellect not to think further,
in cases
where she has somehow gotten in her mind a unique representation of an
object
(or a subsidiary end) to be willed, and then actually to will that
object (or a
means toward that end), no matter how irrational it may be given the
totality
of her desires and beliefs at the time. Avoiding
intellective determinism On the
explanation of willful
defiance just offered, will is independent of intellect in the sense
that it
may be moved by intellective judgments that are superficially
inconsistent with
judgments that intellect has just issued—superficially
because the
inconsistency disappears once we realize that these are not competing
judgments
about how to achieve a single given end, but rather judgments about how
to
achieve two different ends. The remaining questions are how well this
explanation
fits into Aquinas’ account and whether this sort of
independence of will from
intellect removes the threat posed by intellective determinism. Since
every human action is
done for an end, acts of willful defiance must also be done for an end,
and
this end cannot be identical to the end that was presupposed by the
defied
judgment. But exactly where could such a shift from one subsidiary end
to
another fit into Aquinas's account? The answer may lie in the role that
intention plays in Aquinas's
theory. In
ST I-II 12.4, Aquinas says that when that which is for an end is
considered
simply as being for an end, and not considered in itself, the movement
of will
toward the end and toward what is for the end is one and the same in
reality.
So the intention on the one hand, and the consent/choice on the other,
is one
and the same movement of will. Now, clearly, choice/consent does not
occur
until after some deliberation has taken place. So it is obvious that
Aquinas is
referring to what happens at the moment of choice/consent. The movement
of will
at that point is both at once, choice of that which is for the end and
intention of the end itself. Strictly speaking, then, intention is
always to be
described as willing to achieve a specific end E by means of taking a
specific
action A. Let us call the time when the end E is first desired t1,
and the time at which intellect issues its judgment, that A is to be
done for
the sake of E, t2. If Aquinas holds—as
he would if the charge of
intellective determinism were correct—that the act of will
occurring at (or
after) t2 is determined to exactly one outcome
in virtue of the way
intellect presents A as clearly the best means toward attaining E, he
would be
committing himself to saying that the intention of the end E is somehow
determined by the deliberation which occurred between t1
and t2.
Is this plausible? Well, since deliberation always presupposes a desire
for the
end, it would follow that the intention also presupposed that desire.
But as I
understand Aquinas, the intention is simply this desire when it takes a
certain
form, namely the form of desiring the end and willing what is for the
end at
the same time. In his own words: “The will is moved by one
and the same
movement to the end, as the reason for willing the means, and to the
means
themselves. But it is another act by which the will is moved to the end
absolutely” (ST I-II 8.3). The desire for the end, then,
seems to come to the
scene twice, first as a desire for the end, regardless of what it will
take to
bring that end about, and second, as a desire for the end as something
to be
brought about in a certain specified way, presupposing a particular
ordering of
something to be done for that end. If intellective determinism is
assumed, we
have to conclude that when desire comes to the scene for the second
time, it is
somehow determined to be exactly the same as before, when the will was
moved to
the end “absolutely”. But since all movements of
the will are dependent upon
intellect’s understanding of the good, it would indeed be
strange if this
second movement of the will, to the end “as the reason for
willing the means”,
could not be affected by the information gained through the
deliberative
process of finding out how the end may be achieved. A more plausible
interpretation
is one that takes this second entry of the desire for the end to play
an actual
role, viz. that of a double-check. A closer
examination of
Aquinas’ account of intention (at ST I-II 12.4) reveals that
‘intention’ does
indeed refer to two separate acts of will. First, “we can
intend the end
without having determined the means, which relates to choice”
(12.4. ad 3).
Presumably, this movement of the will is motivated by the understanding
that it
would be good to achieve this end, which on Aquinas’ view
means in turn that
the agent views this end as ordered toward the ultimate good, perhaps
via a
series of intermediate ends. But second, after the intellect has
determined the
means by which the end can be attained, that means can be chosen, and
insofar
as this choice is motivated by a desire for this particular end only,
“willing
the end and willing the means to the end are one and the same
movement...because
the end is the reason for willing the means”[13]
(12.4. R). More precisely, “insofar as the movement of the
will is to the means
as ordered to the end, it is called choice, but the movement of the
will to the
end as acquired by the means is called intention.” (12.4. ad
1) All choices are
intentions, but not all intentions are choices.
‘Choice’ and ‘intention’ can be
used to denote different aspects of the same movement of will, but in
addition,
‘intention’ also sometimes refers to
“another act by which the will is moved to
the end absolutely” (ST I-II 8.3). Let us now
recall the general
problem we are considering. The problem was to see how Aquinas could
account
for a change in a subsidiary end for the sake of which a choice can be
made.
Having desired a refreshing walk, and having deliberated to the effect
that
putting on my coat is the thing to be done for that end, how can I
suddenly
choose my jacket, for an entirely different and perhaps obscure sort of
end? It
seems that on Aquinas's account, the role of intention in human action
guarantees that no choice is “trapped” within a
particular piece of
deliberation. No particular presentation by intellect of something to
be chosen
for a particular end can sufficiently determine what will be chosen.
The reason
for this is that the deliberation presupposes a desire for an end, at a
time
when it still remains to be seen whether will has sufficient
inclination to act
on that desire, given what attempting to achieve the end would actually
require. It seems
natural
to think of intellect's task, during the time interval from the
beginning of
deliberation, t1 to the moment of the resulting
judgment, t2,
as of a merely technical nature. An end is presupposed, and intellect's
task is
to find out the easiest way to achieve that end. But technology
requires
someone to be in charge of it; to utilize its work. In this case, the
utilizing
subject must be identical to the subject who desires the end which is
presupposed by the deliberation. It would be odd for someone who
desires an
end, without knowing how to achieve it, to plunge into the relevant
calculations without any reservations whatsoever about whether their
result, as
yet unknown, could turn out to require more sacrifice than the
originally
desired end is worth. Any rational agent would pause when the
calculations are
over to ask herself: “Well now, should I take this action for
the sake of
achieving that end?” It seems plausible to suggest that the
role Aquinas wants
the second entry of intention to play in human action is analogous to a
response to such a question. There is no reason to think that this
response is
determined to be ‘yes’ just because the original
desire was strong enough at t1
to set in motion a process of deliberation. It has now
become possible
to explain how action B could in principle occur at any time when
action A has
just been judged to be the thing to do. Instead
of intending E and choosing A (in a
single act of will), I now choose B for some different end. At tl
my
intellect presumably apprehended E as tentatively a good thing to do
(or
achieve) for some superordinate end, F. At t2 my
intellect
apprehends A as the best thing to do for the sake of achieving E.
Still, my
will is not bound to consent to A at t2, because
I may be unable to
form the intention of E-by-A. I will only be able to form that
intention if
E-by-A seems to me (or “is apprehended by my
intellect”) to be a good thing for
the sake of achieving the superordinate end F, and that is in no way
guaranteed. It is for instance perfectly possible for me to realize, at
t2,
that option A is likely to involve side effects, which will be
independently
destructive of my prospects for attaining F, for the sake of which E
was willed
in the first place (or, for that matter, of my attaining the
superordinate end
G, for the sake of which F is desired, and so on). Suppose, for
example, that F
is my end of leading a rich and rewarding social life, and E is my end
of
becoming a member of a certain gang of people, an end which I desire
for the
sake of F. When my deliberation involves purely the question of how I
can be
accepted as a member of the preferred group, it seems clear that in
order to do
so, I will have to engage in activities, call them A, involving drug
use and
unsafe places. However, I may find myself unable to form the intention
A-for-the-sake-of-E, because this requires an assessment of A in light
of the
reasons I had for wanting E in the first place. I may realize that
trying to
lead a rich and rewarding social life by means of drug use and other
dangerous
activities would be self-defeating. Consequently, my rejection of A
will be
sufficiently motivated, even though intellect had just presented A as
the best
means toward the end I desired.[14] Alternatively,
A may
undermine some other end, H, which is otherwise unrelated except that
it forms
part of my conception of the good and is thus, according to Aquinas,
desired by
my will as a means to the ultimate good. The most sure and efficient
way to get
my cat to be silent may be to kill it, but this purely intellective
deliberative conclusion is going to conflict with a firm aspect of my
conception of the good, even though I still would like the cat to be
silent. My
will is therefore not going to consent to the cat-killing option,
unless I have
suddenly gone insane. Finally,
our conceptions of
what our superordinate ends consist in need not be stable or
self-conscious.
Hard decisions are not typically decisions about which of two possible
actions
one should perform in order to achieve a proximate end. Hard decisions
typically
involve uncertainty about whether certain more remote ends should be
striven
for—an uncertainty which often takes the form of wondering
whether the end is
really worth the trouble that is required in order to attain it. Such
uncertainties can easily be seen as resulting in episodes where
deliberative
judgments are followed by motivated and explicable shifts between
subsidiary
ends. We now
seem to have a sound
explanation of how intellect's presentation of A as clearly better than
B for
the end E can be followed by a choice of something other than A. The
act of
will which is called ‘choice’ is always also an
intention of an end. Different
choices involve different intentions. If A is not chosen, it means that
the
agent doesn’t intend E-by-means-of-A. The new intention can
be of E with a
slight change, or it can be of something entirely different. But
changing one’s
mind so as to choose B rather than A, in spite of intellect's judgment
at t2
that A is clearly better, always involves becoming motivated by
something other
than E, and that change in motivation can be explained on the basis of
the
double-checking role of intention in human action. The
formation of
a new intention must itself be motivated by something apart from the
deliberation from E to A. I cannot intend a subsidiary end without
first
stepping outside the narrow deliberation which presupposes desire for
that end.
If my character is firm and stable, and if the circumstances are not
particularly novel or challenging, the new motivation may be some
modification
of the motivation for desiring E in the first place. But if I am in a
state of
upheaval and deep practical uncertainty, the new motivation may be
radically
different from the old one. And the blind and brute executive power of
my will
is in fact relevant to determining what sort of considerations I will
entertain, since every single consideration is susceptible to being cut
off by
that switch. This does not mean that will has a mind of its own,
because the choice
not to think of something is always motivated by some other thoughts.
Accordingly, a person whose practical intellect was always perfectly
harmonious
and consistent without ever entertaining contradictory thoughts, and
whose
experiences never put her in a deliberative crisis, could not in
practice act willfully.
Her will would never be presented with an object which, if taken, would
mean
choosing contrary to some other judgment of her intellect. Such a
person could
in principle act willfully, since it is only a contingent fact about
her that
her intellect is so harmonious and her circumstances so fortunate. But
in
practice she could not. We should not regard this person as any bit
less free
for this fact. To the contrary, she is presumably more fully in control
of her
acts than most of us, since her choices are less affected by accident. The role
of
intention in Aquinas’ theory of action enables him to avoid
the troublesome
charge of intellective determinism, because it guarantees that after
intellect
has judged a certain option to be best for a given end, will has yet to
be motivated
to form the intention of that end given what it takes to achieve it.
This is
will’s escape route from every particular bit of
deliberation, and it seems to
restore the sense that will typically continues to have alternate
possibilities
even after intellect has ruled them out in a particular judgment.[15] [1] The Summa
Theologiae is divided into three main parts, but this paper
refers only to the first two, Prima
Partis (ST I) and Secunda Partis
(ST II). ST II, which contains the moral consideration of human acts,
is
divided further into two parts: Prima
Secundaæ, (ST I-II), which treats human acts
in general, and Secunda Secundaæ
(ST II-II),
which treats human acts in particular. The Arabic numerals denote the
number of
the question referred to and the relevant article within that question,
respectively. Finally, when a particular part of a given article is
being
referred to, this is indicated as well. The translations used are: J. A. Oesterle, trans. Treatise on
Happiness, 1st ed.
(Prentice-Hall, Englewood Cliffs,
1964) [ST I-II, q. 1-21]; J. A. Oesterle, ed. Treatise
on the Virtues 1st ed. (Prentice-Hall, Englewood Cliffs
[New Jersey], 1966) [ST I-II, q. 22-48]; Gilby, Thomas, et al., trans. Summa
theologiae. 60 vols. London: Eyre and Spottiswoode, and New
York:
McGraw-Hill, 1964-73 (The Blackfriars edition); and occasional passages
in the
unpublished translation of Norman Kretzmann. [2] These faculties should
probably not
be regarded as metaphysically distinct entities, but rather as two
conceptually
distinguishable components of the rational part of the soul, which
again is
only a conceptually distinguishable component of the soul of a human
being. If
we want to give an account of human action, as opposed to actions that
are not
distinctively human, we must first make this latter distinction between
the
rational and non-rational parts of the human soul, and then determine
how
distinct components of human action should be attributed to
distinguishable
components of the rational part of the soul. So, Aquinas's treatment of
human
action requires that these, or some other distinctions of a similar
sort, be
made. [3] I leave it open whether
Aquinas'
account of human action is ultimately compatible with a general
doctrine of
causal determinism. The problem I am concerned with is more specific
and
internal to the account itself. Rather than assuming that Aquinas'
professed
conception of free will is incompatible with causal determinism, and
then
asking whether he inadvertently commits himself to that doctrine, I
mean to be
raising the more local question of whether Aquinas' account of
intellect's role
in the determination of choice leaves room for a defensible conception
of free
will. Incompatibilists and compatibilists will of course typically
offer
different views on what constitutes a defensible conception of free
will (cf.
Gary Watson, "Free Action and Free Will," Mind
96 (1987), pp. 145-72). For present purposes, however, it will
be most useful to focus on Aquinas' own conception of free will and
then to ask
directly whether it is consistent with other aspects of his account of
human
action. If it turns out that Aquinas' view is coherent, we may then go
on to
ask, as a separate question, whether it is committed to indeterminism. [4] “Now
because the
lack of any good whatsoever has the aspect of a non-good, consequently
only
that good which is perfect and lacking in nothing is such a good that
the will
cannot not will it, and such a good is happiness. Any other particular
good,
insofar as it lacks some good, can be regarded as a non-good, and in
this
respect can be refused or accepted by the
will which can tend to one and the same thing from different
points of
view.” (ST I-II 10.2 R, emphasis added) Will's natural
inclination towards the
good in general does thus not imply logical necessity with respect to
the
willing of any particular good. Which particular good is willed is
always a
contingent fact. [5] Although this
requirement sounds libertarian, it can be shared by compatibilists as
well as
incompatibilists about free will and determinism. Compatibilists
typically hold
that an action is free if the agent would have done otherwise had she
willed
otherwise. So they agree that a free agent must in some sense be able
to act
otherwise, although they deny that the term 'able' should be
interpreted
categorically. Similarly, a compatibilist can explain freedom of will
as the
ability to will what one wants to will (cf. Harry Frankfurt,
“Freedom of Will and
the Concept of a Person”, Journal
of
Philosophy 68 (1971) 5-20). However, even if a compatibilist
account of
free will has to deny that alternate possibilities of free willing
exist
categorically—even if it must everything depends instead on
the kind of causal
sequence which results in the act of will—its aim would still
be to account for
the intuition that an act of free will must be appropriately dependent
on the
causality of the will (cf. Harry Frankfurt, “Alternate
Possibilities and Moral
Responsibility”, Journal of
Philosophy
66 (1969): 828-39; John M. Fischer, The
Metaphysics of Free Will (Oxford:
Blackwell, 1994), esp. Chapters 7
and 8; and Bernard Gert and Timothy J. Duggan, “Free Will as
the Ability to
Will”, Nous 13 (1979):
197-217). A
compatibilist might thus take the view that what is wrong with
Aquinas’ account
is not that it entails that the will is causally determined, but rather
that
intellect’s contribution amounts to coercing the will; that
dependence on
intellect is not the sort of dependence that constitutes free willing. [6] See also Alan Donagan,
“Thomas
Aquinas on Human Action”, The [7] Disputation on truth, De veritate 24.4. See Goodwin, Robert P., trans. On Free Choice. In his Selected Writings of St. Thomas Aquinas: The Principles of Nature, On Being and Essence, On the Virtues in General, On Free Choice. The Library of Liberal Arts. Indianapolis: Bobbs-Merrill, 1965. My reading of this passage is aided by Norman Kretzmann’s unpublished translation. [8] In ST I-II 17.1, Aquinas
asserts
that intellect is the “root of freedom”. The
question is whether this leaves
sufficient room for freedom of will. [9] See Watson, “Free
Action and Free
Will”, p. 164. [10] It should be pointed out that
this
condition is far from being uncontroversial. It has been contested, for
example, by Susan Wolf (“Asymmetrical Freedom”, Journal of Philosophy 77 (March 1980):
151-66) and by Daniel
Dennett (Elbow Room: The Varieties of
Free Will Worth Wanting ( [11] Cf. ST I-II 1.1 [12] This interpretation depends,
of
course, on the assumption that on Aquinas' view, practical reason is
only the
standard, and not the entirely necessary intellective antecedent to
choice. As
we saw earlier, Aquinas’ account of the voluntary in 6.2.
constitutes a problem
for that assumption. However, it seems possible to interpret that
account as
describing just the standard features of fully voluntary actions. My
suggestion, that will is in principle capable of applying itself to
isolated
stray-thoughts, is of course not meant to describe a standard case of a
fully
voluntary action. What it describes is a defective act of
will—defective
precisely because of its relative independence from practical reason. [13] As Aquinas acknowledges, it is
of
course possible to choose something for various reasons at once. In
that case,
several ends are intended by the same act of choice, and these ends do
not have
to be ordered among themselves (ST I-II 12.3. R). It is therefore only
insofar
as each of these ends is the reason for choosing the means that the
choice and
the intention of that end are one and the same movement of will. [14] This example may seem to tie
motivation too firmly to a considerable level of rationality, but that
is just
a contingent feature of the example. The
“double-checking” considerations,
involving ends other than C, might have been plagued by delusions,
illegitimate
patterns of inference, wishful thinking, etc. [15] I owe a great debt of
gratitude to
the late Norman Kretzmann, who introduced me to Aquinas and gave me
invaluable
critique and encouragement when I first began this work. I dedicate
this paper
to his memory. SIGURŠUR KRISTINSSON is an Icelandic national who received his Ph.D. in Philosophy from Cornell University in 1996. He taught philosophy at the University of Missouri-St. Louis 1996-2000, and has from the year 2000 taught philosophy at the University of Akureyri, Iceland. He writes about normative and applied ethics, specializing in the nature and moral implications of autonomy. |